RG146​

RG146 stands for Regulatory Guide 146. Created by ASIC, it is a financial regulation for anyone providing financial advice. It is documented and explained in ASIC's Regulatory Guide 146 Licensing: Training of financial product advisers.

WHY DO I NEED RG146 TRAINING?

ASIC specifies in RG146.4 that "all natural persons who provide financial product advice to retail clients must meet the training standards (unless they fall within certain limited exemptions)."
As such, current or potential advisers who will be providing retail financial product advice require an appropriate set of knowledge and skills in order to be able to apply their knowledge in specific practical situations. ASIC has set out a range of training standards that need to be satisfied by advisers which can be referred to on RG146.6 and RG146.7.

Source: Australian Securities and Investments Commission (July 2012), Regulatory Guide 146: Licensing: Training of financial product advisers (PDF), Australian Securities and Investments Commission, p. 4, archived from the original (PDF).

★ RG146 Derivatives

RG146 Derivatives是一门针对于需要RG146 Compliance and authorisation by an Australian Financial Services License(AFSL)认证的人设计的课程,指导提供监管衍生产品咨询的能力。

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适合的人群


这门课适合:

• 固定资产咨询师
• 衍生产品受托管理者
• 参与衍生产品推广工作的人员
• 职业规划是发展成为衍生品交易者的学员
• 希望提高商业咨询能力的咨询师

 
考试

我们的考试按照最佳实践设计,帮助您为您的客户提供最高质量的服务。

  • 各模块单选测试

  • 实践案例简答题

  • 技能测试 - 电话咨询师角色扮演


为什么选择我们:

  • 获得雇主真正需求的技能

  • 高弹性 -  提供中英双语教学

  • 高通过率 - 成功率 99.99%

  • 弹性的授课方法 - 线上或者远程教育均可